EXPERIENCED INDUSTRY PRACTITIONERS
Business and Regulatory Change
Hicks Consulting is a niche consultancy that combines front-office and project experience to deliver reliable solutions.
INDEPENDENT ASSURANCE
We are experienced front office practitioners managing business and regulatory change.
We can provide independent assurance on key regulations and initiatives such as MiFID II, LIBOR migration and Front office IT. These areas are highly visible to regulators.
Hicks Consulting can help ensure you avoid gaps and deliver compliant solutions.
BUSINESS PROCESS ENGINEERING
We are experienced in business process engineering and understand the front to back trade flows.
MiFID II required a complete rework of these flows and now the transition of LIBOR to the new ARRs presents significant challenges.
Hicks Consulting can help institutions ensure they have made the necessary preparations.
SUPERVISION AND SURVEILLANCE
With the update of MAR and the requirement to now capture orders as well as transactions from MiFID II record keeping, adequate Surveillance has become a big challenge.
The new SMCR legislation further makes managers accountable.
Hicks Consulting can help ensure these changes in Surveillance and Supervision are embedded in your firm and its culture.
ABOUT US
Hicks Consulting Limited has been actively consulting on numerous regulatory and business change projects for 20 years.